PRIIPs – A Primer
- Posted by admin
- On May 25, 2018
Background As of January 1, 2018 the Packaged Retail Investment and Insurance-based Products (PRIIPs) […]
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Annex IV – too early to critise?
- Posted by admin
- On May 18, 2018
The latest ESMA Report on Trends, Risks and Vulnerabilities (No. 1, 2018)[1] has some […]
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Data Analyst Position
- Posted by admin
- On May 15, 2018
Requirement: Due to ongoing expansion of our business we have an immediate need for […]
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A Fit for Purpose Risk System
- Posted by admin
- On December 12, 2017
Questions to ask regarding a fit-for-purpose risk management and reporting system The criteria for […]
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ManCo Risk
- Posted by admin
- On December 7, 2017
We talk a lot in the financial services industry about potential fines and/or enforcement […]
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ESMA and Substance in the Funds Industry
- Posted by admin
- On September 11, 2017
ESMA released some important opinions over the summer. A crucial and highly relevant paper[1] […]
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IMF warns Luxembourg Funds Industry
- Posted by admin
- On September 1, 2017
In a newspaper article in Luxemburger Wort it was reported that the International Monetary […]
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Record Retrieval using RiskSystem
- Posted by admin
- On July 3, 2017
The final CP86 guidance (see here) references Regulation 123 of the UCITS Regulations 2011 […]
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Pre-Trade Functionality Using RiskSystem
- Posted by admin
- On June 30, 2017
There is an increasing trend in regulation to require funds establish compliance with all […]
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