A Fit for Purpose Risk System
- Posted by admin
- On December 12, 2017
Questions to ask regarding a fit-for-purpose risk management and reporting system The criteria for […]
Read More
ManCo Risk
- Posted by admin
- On December 7, 2017
We talk a lot in the financial services industry about potential fines and/or enforcement […]
Read More
ESMA and Substance in the Funds Industry
- Posted by admin
- On September 11, 2017
ESMA released some important opinions over the summer. A crucial and highly relevant paper[1] […]
Read More
IMF warns Luxembourg Funds Industry
- Posted by admin
- On September 1, 2017
In a newspaper article in Luxemburger Wort it was reported that the International Monetary […]
Read More
Record Retrieval using RiskSystem
- Posted by admin
- On July 3, 2017
The final CP86 guidance (see here) references Regulation 123 of the UCITS Regulations 2011 […]
Read More
Pre-Trade Functionality Using RiskSystem
- Posted by admin
- On June 30, 2017
There is an increasing trend in regulation to require funds establish compliance with all […]
Read More
Share Class Hedging Using RiskSystem
- Posted by admin
- On June 20, 2017
The existence of non-base currency share classes in funds mean that the holders of […]
Read More
Softbank To Acquire Fortress Investment Group For $3.3B
- Posted by admin
- On February 20, 2017
It was recently announced that Softbank would acquire Fortress – the large alternatives manager […]
Read More
UK Dual Funds Regime
- Posted by admin
- On February 20, 2017
A recent paper published by the New City Initiative (NCI) proposes that the […]
Read More